![]() (f) You are a director (as defined under Schedule 1 to the SFO) of your proposed accredited principal and only apply to be its licensed representative but not responsible officer. (e) You indicated that you are required to have an employment visa in Hong Kong to carry out the proposed regulated activities but you have not applied for it. If there are exceptional circumstances which you would like us to take into account in your application, please provide us with further information.) (Note: Sections 3 and 4 of the Guidelines set out the competence requirements applicable to corporations and individuals respectively for licensing purposes. (d) You do not appear to have met the competence requirements set out in “ Guidelines on Competence”. Disciplinary Actions and Investigations.(c) You have not provided explanations as to why you are fit and proper to be licensed in the light of your "Yes" answer to any question in the following sections of the respective forms or supplements: (b) You have not completed the required forms, supplements and questionnaires, or have not provided necessary supporting documents. (a) You have not applied for the appropriate type(s) of regulated activity. Examples of situations in which we may return your application are: You may re-submit it later with additional documents and/or information for our re-consideration and further processing. We may return your application if it is incomplete and/or it has unresolved fundamental issues.
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